November 2019 Edition
Chairman's Foreword
Adam Tyler, Executive Chairman, FIBA
Following on from last month’s article, I want to take a look at another area of particular interest, where, by acting together, we would help the sector prepare for the likely increase in regulatory oversight ahead of the actual event.
The countdown is on - a final checklist for the SM&CR
By Steven Howard , Head of Mortgage and Lending Intermediaries Compliance Services at The SimplyBiz Group
With just a few days left to go before the introduction of the Senior Managers and Certification Regime (SM&CR) and with so much noise around what you need to do to be ready for it, now would be a good time to have a quick look back at why the regulator introduced the new regime in the first place.