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FIBA membership provides access to a dedicated compliance support service that provides the following:

  • Updates on the activities of the regulators that matter – the FCA, the BoE, the Information Commission, for example, together with information on the activities and developments within organisations that affect our businesses and therefore our lives

  • Regulatory updates and advice at events across the regions

  • Access to a unique and comprehensive compliance support package on highly preferential terms to ensure the strength, longevity and quality of advisers of our industry

    • An online compliance resource in the hub – the home of your day-to-day advice documents, regulatory guidance, support in respect of your business process and explanatory manuals detailing the background of relevant legislation

    • Access to a professionally staffed compliance helpdesk where you can ask direct question in respect of your business and obtain clear and relevant guidance

    • GABRIEL support and guidance plus assistance with other regulatory returns

    • FCA application and variation of permissions support

    • On-site compliance consultancy visits

    • Specialist compliance support services such as file review, fit and proper checks and training and competency

    • Support and advice for financial promotions and website compliance

    • Regulatory eLearning and CPD

    • Compliance communications library

    • Quarterly newsletter covering regulatory change and document update

    • Compliance updates sent direct to your nominated email address

    • Extensive Senior Managers and Certification support featuring detailed guides, intensive training days desk based support, dedicated compliance consultancy SM&CR visits and ongoing support services as well as industry leading Conduct Rules training for use across your firm.